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This is a PatientPlus article. PatientPlus articles are written for doctors and so the language can be technical, however some people find that they add depth to the patient information leaflets. You may find the abbreviations record helpful.

Asthma Action Plans

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Synonym: Self management plan or programme, although, "Action plan" is often used in preference as it is perceived as less daunting to patients and more engaging to children, parents and carers.

Asthma is a chronic condition where optimal control is obtained by stepping up or down treatment in line with clinical signs and symptoms.

Ideally patients should be empowered with prior advice from health professionals to:

  • Recognise worsening asthma.
  • Be able to self-initiate therapeutic adjustments.
  • Know how and when to access the medical system.

There is good evidence for their efficacy of action plans:1,2

  • As part of self-management education, action plans improve health outcomes in adults with asthma. Outcomes examined include hospital admissions, emergency medical contacts, days missed from work, nocturnal asthma symptoms and quality of life.3
  • The evidence is strongest in those with the most severe disease, following management in secondary care and in those with recent exacerbations.
  • There is a relative lack of evidence in primary care.
  • A meta-analysis of self-management in children and adolescents (2-18 years) also showed improved lung function, reduced morbidity and utilisation of healthcare resources.4

Written personalised asthma action plans are recommended as part of patient education and self-management.5 They should form standard care for all people with asthma, but should always be offered prior to discharge, following in-patient admission for asthma. Despite clear recommendation by national guidelines,5 action plans have been poorly taken up by both by health care teams and patients. Health care professionals seem more attuned to the pharmacological management aspect of guidelines: a recent Scottish survey showed only 23% asthmatic patients received an action plan compared to 67% receiving the correct add-on therapy.6

Key elements1

There is inevitably wide variation in education/self-management programmes and whilst there is evidence supporting the efficacy of these types of programme in general, there is no individual component that has been shown to be effective in isolation. Successful components include:7

  • Structured education reinforced with written personal action plans.
    Core content for educational programme or discussion5
    1. Nature of disease
    2. Nature of treatment
    3. Patient's treatment goals
    4. How to use treatment
    5. Skills for self-monitoring
    6. Negotiation of the asthma action plan with view to (3)
    7. Recognising and managing acute exacerbations
    8. Avoiding triggers
  • Specific advice as to how to recognise loss of asthma control. Action points can be symptom or peak flow (PEF) triggered. In children, there is some evidence that symptom triggers are preferable.8 When based upon peak flow, percentage personal best PEF (assessed once treatment optimised and update regularly) should be the trigger for action rather than percentage predicted PEF.
  • Written instructions - traffic light systems (see the National Asthma Council of Australia for an example9) have not been shown to be superior to standard instructions.
  • Two to three action points - no clear advantage to more.
  • Specific advice as to action to take if asthma deteriorates (e.g. PEF<40% best seek emergency help; PEF<60% best start emergency course of oral steroids; PEF<80% best recommencing/increasing inhaled steroids) appropriate to clinical severity.
    • Evidence supports the safe use of patient-held prednisolone tablets for use when symptoms/peak flow deteriorate substantially.
    • Once patients are already using moderate to high daily doses of inhaled steroids (>400 mcg/day), increasing these further is unlikely to be an effective, rapid strategy and patients should be directed to move straight to oral steroid rescue treatment.
    • Patients on low dose (200 mcg/day) should be advised to increase their dose substantially (usually by adding in a high dose inhaler, e.g. to 1200 mcg/day) as there is poor evidence for the efficacy of the 'double up' maintenance approach that has been widely used.10
  • Specific advice as to when to seek medical review.
Practical steps2,11
  • Resources - PILs and proforma action plans can be downloaded or ordered. Ensure that these are high quality and ideally non-promotional. See internet and further reading.
  • Get all team members are on-board, convinced by the benefits of providing written action plans and offering consistent advice.
  • Consider which patients to target - sometimes targeting those who are likely to benefit the most (i.e. those with poorly controlled, moderate or severe asthma) via diagnostic or prescription term searches is more realistic initially. Changes in control markers can be audited to review progress.
  • Determine whether delivery of education and action plans should be part of routine care or done individually/in groups in dedicated clinic time. Extra consultation time may be required but this may be balanced against a reduction in unscheduled GP appointments in the longer term.
  • An acute consultation offers the chance to check what action a patient has already taken to manage an exacerbation. Consider further reinforcement or refining of the existing action plan and the need for routine follow-up to consolidate progress.
  • Education and advice should be individualised. Explore patient ideas, concerns and expectations. Linking patient goals to brief simple education is most likely to be acceptable to patients.
  • Different approaches may be required for different patient groups e.g. teenagers, pre-school children, working adults, the elderly.
Templates

Action plan templates are available from many different sources. The current BTS/SIGN guideline include the Asthma UK action plan in its annexes.5 There is not a specific standard action plan available for children currently.

Example of an asthma action plan

Patient name:
Date of birth:
Next of kin:
Contact numbers:
Usual doctor/asthma nurse:
Contact numbers:
Best Peak Flow:
Asthma triggers:
Drug allergies:
Date of last update:
When my asthma is well controlled:
  • I have no regular day-time symptoms (cough, wheeze, chest-tightness, shortness of breath)
  • I have no difficulty sleeping because of my asthma symptoms.
  • My asthma does not interfere with my usual activities (e.g. work, study, housework)
  • My peak flow is above 85% personal best.
What should I do?
  • Continue your usual treatment.
  • If you are always in this box, see your doctor or nurse to review stepping down treatment.
My usual treatment My preventer/reliever medications are:
When my asthma is getting worse: Moderate symptoms:
  • I have noticed the first signs of a cold (if this is a usual trigger).
  • I have mild but recurring wheeze, cough or chest tightness during the day.
  • My sleep is disturbed by coughing, wheezing, chest tightness.
  • I am using my reliever puffer more than once a day.
  • My peak flow is between 70-85% personal best.

Severe symptoms:
  • I need my reliever puffer every 3-4 hours or more often.
  • I am having constant wheezing, coughing, chest tightness.
  • I am having difficulty with normal activity.
  • My peak flow is between 50 to 75% personal best.
What should I do?
  • Acute treatment - bronchodilator (e.g. salbutamol 4-6 puffs) via spacer or nebuliser. Repeat every 10-20minutes if necessary.
  • Monitor response - symptoms and peak flow. If deteriorating seek medical help. If improving/stable, seek medical review within 48 hours.
  • Step up usual preventative treatment - traditionally advice has been to double inhaled steroids in an acute exacerbation although the efficacy of this has been questioned by some.12,13 This approach is less effective in those already on high dose maintenance inhaled steroids (e.g. >400 mcg/day) who should should move directly to oral steroids. With those on low dose inhaled steroids (e.g. 200 mcg/day), advise to increase substantially (e.g. to 1200 mcg/day).5
  • Oral prednisolone 40-50mg od for at least 5 days. See your doctor or nurse within 24-36 hours of starting such a course.
  • When your symptoms have returned to being well controlled, switch back to your usual treatment after 3 days.
How to recognize emergency asthma:
  • I am having great difficulty breathing.
  • My reliever puffer is giving little or no improvement.
  • It is difficult to speak or walk due to severe shortness of breath.
  • Symptoms are getting worse quickly.
  • I am feeling frightened.
  • My peak flow is less than (50% personal best).
What should I do?
  • Take your reliever puffer. If no immediate improvement, contact a doctor urgently and if one is not available call 999 for an ambulance or go straight to hospital.
  • Sit upright and stay calm.
Emergency treatment
Whilst waiting for doctor/ambulance:
Take 1 puff/minute of salbutamol via spacer inhaling after every single puff for 5 minutes or until symptoms improve.
Updating my action plan:
  • I should see my nurse/doctor for a regular asthma review at least once a year. My next one is due:
  • If your medication has been increased, see the nurse or doctor after a month to review progress.
  • If your symptoms have been very well controlled over at least 3 months, arrange a review as it may be possible to step down your treatment.



Document references
  1. No authors listed; Action plans in asthma. Drug Ther Bull. 2005 Dec;43(12):91-4. [abstract]
  2. Asthma, Clinical Knowledge Summaries (2007)
  3. Powell H, Gibson PG; Options for self-management education for adults with asthma. Cochrane Database Syst Rev. 2003;(1):CD004107. [abstract]
  4. Guevara JP, Wolf FM, Grum CM, et al; Effects of educational interventions for self management of asthma in children and adolescents: systematic review and meta-analysis. BMJ. 2003 Jun 14;326(7402):1308-9. [abstract]
  5. British Guideline on the Management of Asthma, British Thoracic Society and SIGN (May 2008)
  6. Wiener-Ogilvie S, Pinnock H, Huby G, et al; Do practices comply with key recommendations of the British Asthma Guideline? If not, why not? Prim Care Respir J. 2007 Dec;16(6):369-77. [abstract]
  7. Gibson PG, Powell H; Written action plans for asthma: an evidence-based review of the key components. Thorax. 2004 Feb;59(2):94-9. [abstract]
  8. Zemek RL, Bhogal SK, Ducharme FM; Systematic review of randomized controlled trials examining written action plans in children: what is the plan? Arch Pediatr Adolesc Med. 2008 Feb;162(2):157-63. [abstract]
  9. National Asthma Council of Australia; Detailed examples of asthma action plans
  10. Reddel HK, Barnes DJ; Pharmacological strategies for self-management of asthma exacerbations. Eur Respir J. 2006 Jul;28(1):182-99. [abstract]
  11. Cleland J and Price D; Implementing self management plans for asthma. 2004. Prescriber 15; 76-79
  12. FitzGerald JM, Becker A, Sears MR, et al; Doubling the dose of budesonide versus maintenance treatment in asthma exacerbations. Thorax. 2004 Jul;59(7):550-6. [abstract]
  13. Harrison TW, Oborne J, Newton S, et al; Doubling the dose of inhaled corticosteroid to prevent asthma exacerbations: randomised controlled trial. Lancet. 2004 Jan 24;363(9405):271-5. [abstract]

Internet and further reading Acknowledgements EMIS is grateful to Dr Chloe Borton for writing this article. The final copy has passed scrutiny by the independent Mentor GP reviewing team. ©EMIS 2008.
DocID: 279
Document Version: 4
DocRef: bgp25189
Last Updated: 23 Jul 2008
Review Date: 23 Jul 2010

The authors and editors of this article are employed to create accurate and up to date content reflecting reliable research evidence, guidance and best clinical practice. They are free from any commercial conflicts of interest. Find out more about updating.

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